Documenting your automated assistant in Form ADV and the firm's WSPs
Where the use of an automated assistant fits in ADV Part 2A, Form CRS, and the firm's written supervisory procedures — and the specific language to consider.
Operational guidance from the Hartlowe team. No fluff, no invented statistics — just the patterns we see across firms using AI intake.
Where the use of an automated assistant fits in ADV Part 2A, Form CRS, and the firm's written supervisory procedures — and the specific language to consider.